Activist investor & 5%+ owner · SC 13D/13G filings
Total Filings
33
Stocks Covered
11
Latest Filing
Jan 29, 2026
Ellsworth Growth and Income
SC 13G/A · Jan 29, 2026
7.0%
946K shares
BlackRock Resources & Commdty
5.4%
4.1M shares
BlackRock MuniYield PA Quality
6.9%
898K shares
Ares Dynamic Credit Allocation Fund
7.2%
1.7M shares
RiverNorth/DoubleLine Strategic Opp Fund
SC 13G · Jan 29, 2026
5.3%
1.3M shares
Voya Emerging Markets High Dividend Eq
SC 13G/A · Oct 22, 2025
4.5%
802K shares
Virtus Diversified Inc & Conv Fund
4.6%
482K shares
6.4%
824K shares
6.7%
916K shares
4.0M shares
7.8%
1.8M shares
Ellington Credit Company
SC 13G/A · Aug 6, 2025
Angel Oak Financial Strats Income Term
4.1%
1.4M shares
5.5%
983K shares
6.8%
920K shares
5.2%
7.3%
SC 13G · Aug 6, 2025
5.1%
528K shares
671K shares
SC 13G/A · Apr 25, 2025
7.5%
1.0M shares
5.9%
4.6M shares
7.4%
ELLINGTON CREDIT CO
SC 13G · Apr 25, 2025
5.6%
1.6M shares
997K shares
SC 13G/A · Jan 23, 2025
7.6%
6.1%
4.9M shares
MESA ROYALTY TRUST
SC 13G/A · Oct 25, 2024
0.0%
787 shares
LUMOS PHARMA INC
0.8%
65K shares
4.8M shares
SC 13G · Oct 25, 2024
