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Thomas J. Herzfeld Advisors, Inc. 59-2414380

Activist investor & 5%+ owner · SC 13D/13G filings

Total Filings

14

Stocks Covered

5

Latest Filing

Oct 2, 2024

Filings

High Income Securities Fund

SC 13G · Oct 2, 2024

5.3%

1.6M shares

Tortoise Energy Independence Fund, Inc.

SC 13G/A · Oct 2, 2024

3.6%

60K shares

OFS Credit Company, Inc.

SC 13G/A · Oct 2, 2024

0.0%

0 shares

Destra Multi-Alternative Fund

SC 13G/A · Oct 2, 2024

7.3%

654K shares

OFS Credit Company, Inc.

SC 13G · Jan 17, 2024

8.4%

1.3M shares

Tortoise Energy Independence Fund, Inc.

SC 13G/A · Jan 17, 2024

5.5%

91K shares

Carlyle Credit Income Fund

SC 13G/A · Dec 5, 2023

4.4%

511K shares

Tortoise Energy Independence Fund, Inc.

SC 13G/A · Dec 5, 2023

5.6%

93K shares

Destra Multi-Alternative Fund

SC 13G · Nov 17, 2023

10.0%

899K shares

Carlyle Credit Income Fund

SC 13G · Aug 16, 2023

10.3%

1.1M shares

Tortoise Energy Independence Fund, Inc.

SC 13G · Jan 10, 2023

8.6%

123K shares

Tortoise Energy Independence Fund, Inc.

SC 13G/A · Jan 10, 2023

10.9%

191K shares

N/A

ProShares UltraShort Technology

SC 13G/A · Oct 3, 2022

0.0%

0 shares

N/A

ProShares UltraShort Technology

SC 13G · Sep 6, 2022

30.6%

185K shares