Activist investor & 5%+ owner · SC 13D/13G filings
Total Filings
15
Stocks Covered
8
Latest Filing
Jan 7, 2026
ROYCE GLOBAL TRUST, INC.
SC 13G/A · Jan 7, 2026
2.7%
167K shares
ROCKY BRANDS, INC.
6.4%
481K shares
Perma-Pipe International Holdings, Inc.
6.8%
553K shares
HIGHLAND OPPORTUNITIES & INCOME FUND
SC 13G/A · Oct 31, 2025
4.5%
3.2M shares
HIGHLAND GLOBAL ALLOCATION FUND
9.7%
2.3M shares
7.6%
612K shares
5.4%
337K shares
SPROTT PHYSICAL PLATINUM & PALLADIUM TRUST
SC 13G · Oct 23, 2025
5.1%
506K shares
Flaherty & Crumrine Dynamic Preferred & Income Fund Inc
SC 13G · Oct 22, 2025
5.6%
1.1M shares
SC 13G · Apr 15, 2025
8.2%
658K shares
SC 13G/A · Apr 7, 2025
8.5%
530K shares
Voya Asia Pacific High Dividend Equity Income Fund
SC 13G/A · Jan 31, 2025
1.5%
171K shares
SC 13G · Jan 31, 2025
3.7M shares
(Amendment No. )* Highland Global Allocation Fund
SC 13G · Sep 10, 2024
10.3%
2.4M shares
(Amendment No. )* Royce Global Value Trust Inc
13.8%
863K shares
