Activist investor & 5%+ owner · SC 13D/13G filings
Total Filings
13
Stocks Covered
7
Latest Filing
Jan 9, 2026
High Income Securities Fund
SC 13G/A · Jan 9, 2026
7.2%
1.3M shares
SC 13G · Apr 17, 2025
8.5%
1.6M shares
First Trust Specialty Finance & Financial Opportunities Fund
SC 13G/A · Nov 6, 2024
7.5%
1.1M shares
First Trust Senior Floating Rate Income Fund II
3.5%
897K shares
Macquarie/First Trust Global Infrastructure/Utilities Dividend & Income Fund
SC 13G · Feb 3, 2023
5.3%
456K shares
First Trust/Aberdeen Global Opportunity Income Fund
5.9%
599K shares
6.2%
889K shares
SC 13G/A · Jan 17, 2023
7.7%
2.0M shares
Destra Multi-Alternative Fund
15.4%
1.4M shares
Nuveen Floating Rate Income Fund
5.6%
3.2M shares
SC 13G · Oct 6, 2022
10.9%
981K shares
SC 13G · Feb 14, 2022
5.1%
2.9M shares
1.5M shares
